Sarbanes-Oxley for Controllers

Sarbanes-Oxley for Controllers

Chief Financial Officers and Controllers should be familiar with the Sarbanes-Oxley Act of 2002. After some highly-publicized financial scandals, Congress passed new regulations that imposed stricter record-keeping requirements and other regulatory policies on...
Looking at the Regulatory Plans for 2021

Looking at the Regulatory Plans for 2021

With every change in the executive branch, so comes regulatory change. Presidents get to appoint their people to head the alphabet soup of regulatory bodies, and with each person appointed comes a vision and plan for how this department operates. In the past few...
Planning for an SEC under Gary Gensler

Planning for an SEC under Gary Gensler

The past few months have given us a lot of change. From election season to the end of year craziness, businesses have been focused on staying ahead of the new landscape set to befall us over the next four years. From analyzing the tax proposals and hopes of the Biden...